OPENING YOUR ACCOUNT AT ANCORA

You have several options available to where you would like to custody you account.

Ancora owns and operates a broker dealer that clears through Bank of New York - Pershing, LLC. You can obtain information about Bank of New York- Pershing from our Download Center.

Contact John Kane at 216.825.4000 to discuss which type of account or investment you would like to set up or convert to a Separately Managed Account.

If the account is currently held at our broker dealer, Ancora Securities, give John Kane that account number. Typically those accounts will begin with a "6J2" number. Or if you will be transferring assets from another broker dealer or bank, let John know what type of account it is (Standard Brokerage, IRA, ROTH, Pension, Trust, Corporate, etc.). and where that investment currently is held. The cover page from a current account statement would be an excellent way to communicate this information. Fax or mail this statement to us at:

John Kane
c/o Ancora Advisors
 2000 Auburn Drive,
Suite 300, Cleveland,
Ohio 44122.

Private Fax 216-825-4001

Once John knows which type of account you currently have, he will ask you a few questions, complete the required paperwork, and send the conversion kit to your home for your signature.